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Financial Services Regulation

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The regulatory financial services function consolidates the firm's knowledge and resources on a wide range of regulatory matters and often handles sensitive matters for our clients.

In the Cayman Islands, members of the group participate in industry and governmental policy development committees, such as the Private Sector Consultative Committee, Financial Services Council, Financial Services Legislative Committee, (AML) Guidance Notes Committee and other regulatory and policy working groups on specific topics, which allows the group to provide the latest advice and foresight on topical matters.

The regulatory financial services function provides assistance to licensees by liaising with the financial services regulators in the Cayman Islands, Ireland and the British Virgin Islands.  We regularly advise our banking, finance and securities investment clients on matters relating to conduct of business, licensing and regulatory reporting and approvals in relation to restructurings, recapitalisations, mergers and acquisitions. We also assist in relation to internal controls and risk management issues. Our Irish office has developed particular expertise advising on governmental and statutory debt initiatives. 

In this regard, the group is adept at advising on record retention and disclosure obligations (including dealings with the various regulatory, law enforcement and governmental agencies requesting information), as well as anti-money laundering, anti-corruption and sanctions advice.

Contacts

BVI

Maples and Calder 英屬維爾京群島辦事處
Richard May
work +1 284 852 3027

Cayman Islands

Maples and Calder 開曼群島辦事處
Alasdair Robertson
work +1 345 814 5345
Maples and Calder 開曼群島辦事處
Mark Matthews
work +1 345 814 5314

Dubai

Maples and Calder 杜拜辦事處
Tahir Jawed
work +971 4 360 4071

London

Maples and Calder 倫敦辦事處
Jonathan Caulton
work +44 20 7466 1612

Hong Kong

Maples and Calder 香港辦事處
Mark Western
work +852 3690 7407

Dublin

Maples and Calder 都柏林辦事處
Nollaig Murphy
work +353 1 619 2079

Singapore

Maples and Calder 新加坡辦事處
Michael Gagie
work +65 6922 8402

Our strategic global presence and highest quality expertise ensure that our clients receive unmatched service and advice, provided in a commercial and cost-effective way.

Alasdair Robertson, Partner, Cayman

Awards

  • 2016
  • 2016
    年度最佳債務及股票掛鈎交易項目* (Debt and Equity-Linked Deal of the Year - China Law & Practice Awards)
  • 2016
    最佳離岸律師事務所* (Best Offshore Law Firm - HFM Asia Hedge Fund Services Awards)
  • 2016
    Best Law Firm in Offshore Finance
  • 2016
    年度最佳香港交易項目大獎* (Hong Kong Deal of the Year - ALB Hong Kong Awards)
  • 2016
    年度最佳債券市場項目大獎* (Debt Market Deal of the Year - ALB Hong Kong Awards)
  • 2016
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB Hong Kong Awards)
  • 2016
    年度最佳資產及企業融資項目大獎* (Asset and Corporate Finance Deal of the Year - ALB SE Asia Awards)
  • 2016
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB SE Asia Awards)
  • 2016
    年度最佳股票市場項目大獎* (Equity Market Deal of the Year - ALB China Awards)
  • 2016
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB China Awards)
  • 2016
    Best Offshore Law Firm
  • 2016
    Leading Offshore Law Firm
  • 2016
    Best Law Firm in Offshore Finance
  • 2016
    Mudarabah Deal of the Year
  • 2016
    Regulatory Capital Deal of the Year
  • 2016
    Kuwait Deal of the Year
  • 2015
  • 2015
    Best Hong Kong Deal - FinanceAsia Achievement Awards
  • 2015
    Best China Deal - FinanceAsia Achievement Awards
  • 2015
    Offshore Law Firm of the Year
  • 2015
    Best Offshore Law Firm - US Hedge Fund Services Awards
  • 2015
    「《American Lawyer》奬項評選」- 年度全球最佳融資交易項目大獎* (The American Lawyer - Global Finance Deal of the Year: Grand Prize)
  • 2015
    Best Law Firm in Offshore Finance
  • 2015
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - China Law & Practice Awards)
  • 2015
    年度最佳境外交易項目* (Outbound Deal of the Year - China Law & Practice Awards)
  • 2015
    年度最佳股本交易項目* (Equity Deal of the Year - China Law & Practice Awards)
  • 2015
    年度最佳能源及自然資源交易項目* (Energy & Natural Resources Deal of the Year - China Law & Practice Awards)
  • 2015
    Best Law Firm in Offshore Finance
  • 2015
    年度最佳併購項目大獎* (M&A Deal of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳債劵市場項目大獎* (Debt Market Deal of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳股票市場項目大獎* (Equity Market Deal of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳香港交易項目大獎* (Hong Kong Deal of the Year - ALB Hong Kong Awards)
  • 2015
    「《American Lawyer》奬項評選」 - 年度全球最佳資本市場融資交易項目* (The American Lawyer - Global Finance Deal of the Year: Capital Markets)
  • 2015
    「《American Lawyer》奬項評選」- 年度最佳收購融資交易項目*(The American Lawyer - Finance Deal of the Year: Acquisition Finance)
  • 2015
    Offshore Law Firm of the Year (Cayman Islands) - Legal Awards
  • 2015
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB Japan Awards)
  • 2015
    年度最佳資產及企業融資項目大獎* (Asset and Corporate Finance Deal of the Year - ALB SE Asia Awards)
  • 2015
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB SE Asia Awards)
  • 2015
    年度最佳併購項目大獎* (M&A Deal of the Year - ALB SE Asia Awards)
  • 2015
    Best Offshore Law Firm
  • 2015
    年度最佳離岸服務律師事務所大獎* (Offshore Law Firm of the Year - ALB China Awards)
  • 2015
    年度最佳中國交易項目大獎* (China Deal of the Year - ALB China Awards)
  • 2015
    年度最佳債券市場項目大獎* (Debt Market Deal of the Year - ALB China Awards)
  • 2015
    年度最佳股票市場項目大獎* (Equity Market Deal of the Year - ALB China Awards)
  • 2015
    年度最佳併購項目大獎* (M&A Deal of the Year - ALB China Awards)
  • 2015
    年度最佳科技、媒體和電信項目大獎* (TMT Deal of the Year - ALB China Awards)
  • 2015
    年度最佳高收益交易項目* (High Yield Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳項目融資交易項目* (Project Finance Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳離岸律師事務所* (Offshore Law Firm of the Year - IFLR Asia Awards)
  • 2015
    年度最佳股本交易項目* (Equity Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳合併收購交易項目* (M&A Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳私募投資交易項目* (Private Equity Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳融資交易項目: 項目* (Finance Deal of the Year: Projects - The Asian Lawyer)
  • 2015
    年度最佳離岸律師事務所* (Offshore Law Firm of the Year - The Asian Lawyer)
  • 2015
    年度最佳融資交易項目:破產及重組* (Finance Deal of the Year: Insolvency & Restructuring - The Asian Lawyer)
  • 2015
    年度最佳證券交易項目:股本* (Securities Deal of the Year: Equity - The Asian Lawyer)
  • 2015
    Leading Offshore Law Firm
  • 2014
  • 2014
    Offshore Law Firm of the Year
  • 2014
    Best Offshore Law Firm
  • 2014
    Best Offshore Law Firm - US Hedge Fund Services Awards
  • 2014
    Restructuring Deal of the Year - IFLR Middle East
  • 2014
    Debt Deal of the Year - IFLR Middle East
  • 2014
    Best Financial Institutional Bond
  • 2014
    Debt Capital Markets - ABS Deal of the Year
  • 2014
    Loans and Financing: SME Sector - Deal of the Year
  • 2014
    歐洲對沖基金服務大獎 -最佳離岸律師事務所*(HFMWeek - European Hedge Fund Services Awards - Best Offshore Law Firm)
  • 2014
    歐洲對沖基金服務大獎 -最佳離岸律師事務所*(HFMWeek - European Hedge Fund Services Awards - Best Offshore Law Firm)
  • 2014
    年度最佳離岸律師事務所*(Hedge Fund Journal Awards – Offshore Law Firm Of The Year)
  • 2014
    年度最佳高收益交易項目*(High Yield Deal of the Year - IFLR Asia Awards)
  • 2014
    年度最佳私募投資交易項目*(IFLR Asia Awards - Private Equity Deal of the Year)
  • 2014
    Best Law Firm in Offshore Finance
  • 2014
    UAE Deal of the Year
  • 2014
    Qatar Deal of the Year
  • 2014
    IPO Deal of the Year
  • 2014
    年度最佳私募投資交易項目*(Private Equity Deal of the Year - IFLR Asia Awards)
  • 2013
  • 2013
    Distressed M&A Deal of the Year ($25m-$100m)
  • 2013
    Investment Funds Law Firm of the Year, Ireland - Legal Awards
  • 2013
    Restructuring Deal of the Year
  • 2013
    Asset Recovery Law Firm of the Year, Cayman Islands - Legal Awards
  • 2013
    年度最佳離岸律師事務所*(China Law & Practice Awards - Offshore Law Firm of the Year)
  • 2013
    年度最佳合併收購交易項目*(China Law & Practice Awards - M&A Deal of the Year)
  • 2013
    Private Equity Offshore Law Firm of the Year - Global Awards
  • 2013
    年度最佳離岸律師事務所*(ALB Hong Kong Awards - Offshore Law Firm of the Year)
  • 2013
    年度最佳股本市場交易項目*(ALB Hong Kong Awards - Equity Market Deal of the Year)
  • 2013
    年度最佳合併收購交易項目*(ALB Hong Kong Awards - M&A Deal of the Year)
  • 2013
    Private Equity Offshore Law Firm of the Year - Law Awards
  • 2013
    Offshore Law Firm of the Year
  • 2013
    年度最佳離岸律師事務所*(ALB Japan Awards - Offshore Law Firm of the Year)
  • 2013
    Offshore Law Firm of the Year - ALB SE Asia Law Awards
  • 2013
    年度最佳科技、媒體和電訊交易項目*(ALB China Awards - TMT Deal of the Year)
  • 2013
    Private Funds Law Firm of the Year
  • 2013
    Cayman Islands Law Firm of the Year
  • 2013
    年度最佳離岸法律團隊*(IFLR Asia Awards - Offshore Team of the Year)
  • 2013
    年度最佳合併收購交易項目*(IFLR Asia Awards - M&A Deal of the Year)
  • 2013
    年度最佳私募投資交易項目*(IFLR Asia Awards - Private Equity Deal of the Year)
  • 2012
  • 2012
    Best Offshore Law Firm - AsianInvestor Service Provider Awards
  • 2012
    Offshore Law Firm of the Year - The British Legal Awards
  • 2012
    Islamic Finance Deal of the Year - Middle East Law Awards
  • 2012
    Restructuring Deal of the Year - Middle East Law Awards
  • 2012
    M&A Deal of the Year

上述所有獎項名稱為非官方中文翻譯,以供識別。