Banner

Financial Services Regulation

感谢阁下登入本所网站。中文版本将于稍后提供。

The regulatory financial services function consolidates the firm's knowledge and resources on a wide range of regulatory matters and often handles sensitive matters for our clients.

In the Cayman Islands, members of the group participate in industry and governmental policy development committees, such as the Private Sector Consultative Committee, Financial Services Council, Financial Services Legislative Committee, (AML) Guidance Notes Committee and other regulatory and policy working groups on specific topics, which allows the group to provide the latest advice and foresight on topical matters.

The regulatory financial services function provides assistance to licensees by liaising with the financial services regulators in the Cayman Islands, Ireland and the British Virgin Islands.  We regularly advise our banking, finance and securities investment clients on matters relating to conduct of business, licensing and regulatory reporting and approvals in relation to restructurings, recapitalisations, mergers and acquisitions. We also assist in relation to internal controls and risk management issues. Our Irish office has developed particular expertise advising on governmental and statutory debt initiatives. 

In this regard, the group is adept at advising on record retention and disclosure obligations (including dealings with the various regulatory, law enforcement and governmental agencies requesting information), as well as anti-money laundering, anti-corruption and sanctions advice.

Contacts

BVI

Maples and Calder 英属维尔京群岛
Richard May
work +1 284 852 3027

Cayman Islands

Maples and Calder 开曼群岛
Alasdair Robertson
work +1 345 814 5345
Maples and Calder 开曼群岛
Mark Matthews
work +1 345 814 5314

Dubai

Maples and Calder 杜拜
Tahir Jawed
work +971 4 360 4071

London

Maples and Calder 伦敦
Jonathan Caulton
work +44 20 7466 1612

Hong Kong

Maples and Calder 香港
Mark Western
work +852 3690 7407

Dublin

Maples and Calder 都柏林
Nollaig Murphy
work +353 1 619 2079

Singapore

Maples and Calder 新加坡
Michael Gagie
work +65 6922 8402

Our strategic global presence and highest quality expertise ensure that our clients receive unmatched service and advice, provided in a commercial and cost-effective way.

Alasdair Robertson, Partner, Cayman

Awards

  • 2016
  • 2016
    年度最佳债务及股票挂钩交易项目* (Debt and Equity-Linked Deal of the Year - China Law & Practice Awards)
  • 2016
    最佳离岸律师事务所* (Best Offshore Law Firm - HFM Asia Hedge Fund Services Awards)
  • 2016
    Best Law Firm in Offshore Finance
  • 2016
    年度最佳香港交易项目大奖* (Hong Kong Deal of the Year - ALB Hong Kong Awards)
  • 2016
    年度最佳债劵市场项目大奖* (Debt Market Deal of the Year - ALB Hong Kong Awards)
  • 2016
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB Hong Kong Awards)
  • 2016
    年度最佳资产及企业融资项目大奖* (Asset and Corporate Finance Deal of the Year - ALB SE Asia Awards)
  • 2016
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB SE Asia Awards)
  • 2016
    年度最佳股票市场项目大奖* (Equity Market Deal of the Year - ALB China Awards)
  • 2016
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB China Awards)
  • 2016
    Best Offshore Law Firm
  • 2016
    Leading Offshore Law Firm
  • 2016
    Best Law Firm in Offshore Finance
  • 2016
    Mudarabah Deal of the Year
  • 2016
    Regulatory Capital Deal of the Year
  • 2016
    Kuwait Deal of the Year
  • 2015
  • 2015
    Best Hong Kong Deal - FinanceAsia Achievement Awards
  • 2015
    Best China Deal - FinanceAsia Achievement Awards
  • 2015
    Offshore Law Firm of the Year
  • 2015
    Best Offshore Law Firm - US Hedge Fund Services Awards
  • 2015
    「《American Lawyer》奬项评选」- 年度全球最佳融资交易项目大奖* (The American Lawyer - Global Finance Deal of the Year: Grand Prize)
  • 2015
    Best Law Firm in Offshore Finance
  • 2015
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - China Law & Practice Awards)
  • 2015
    年度最佳境外交易项目* (Outbound Deal of the Year - China Law & Practice Awards)
  • 2015
    年度最佳股本交易项目* (Equity Deal of the Year - China Law & Practice Awards)
  • 2015
    年度最佳能源及自然资源交易项目* (Energy & Natural Resources Deal of the Year - China Law & Practice Awards)
  • 2015
    Best Law Firm in Offshore Finance
  • 2015
    年度最佳并购项目大奖* (M&A Deal of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳债劵市场项目大奖* (Debt Market Deal of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳股票市场项目大奖* (Equity Market Deal of the Year - ALB Hong Kong Awards)
  • 2015
    年度最佳香港交易项目大奖* (Hong Kong Deal of the Year - ALB Hong Kong Awards)
  • 2015
    「《American Lawyer》奬项评选」 - 年度全球最佳资本市场融资交易项目* (The American Lawyer - Global Finance Deal of the Year: Capital Markets)
  • 2015
    「《American Lawyer》奬项评选」- 年度最佳收购融资交易项目*(The American Lawyer - Finance Deal of the Year: Acquisition Finance)
  • 2015
    Offshore Law Firm of the Year (Cayman Islands) - Legal Awards
  • 2015
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB Japan Awards)
  • 2015
    年度最佳资产及企业融资项目大奖* (Asset and Corporate Finance Deal of the Year - ALB SE Asia Awards)
  • 2015
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB SE Asia Awards)
  • 2015
    年度最佳并购项目大奖* (M&A Deal of the Year - ALB SE Asia Awards)
  • 2015
    Best Offshore Law Firm
  • 2015
    年度最佳离岸服务律师事务所大奖* (Offshore Law Firm of the Year - ALB China Awards)
  • 2015
    年度最佳中国交易项目大奖* (China Deal of the Year - ALB China Awards)
  • 2015
    年度最佳债劵市场项目大奖* (Debt Market Deal of the Year - ALB China Awards)
  • 2015
    年度最佳股票市场项目大奖* (Equity Market Deal of the Year - ALB China Awards)
  • 2015
    年度最佳并购项目大奖* (M&A Deal of the Year - ALB China Awards)
  • 2015
    年度最佳科技、媒体和电信项目大奖* (TMT Deal of the Year - ALB China Awards)
  • 2015
    年度最佳高收益交易项目* (High Yield Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳项目融资交易项目* (Project Finance Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳离岸律师事务所* (Offshore Law Firm of the Year - IFLR Asia Awards)
  • 2015
    年度最佳股本交易项目* (Equity Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳合并收购交易项目* (M&A Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳私募投资交易项目* (Private Equity Deal of the Year - IFLR Asia Awards)
  • 2015
    年度最佳融资交易项目:项目* (Finance Deal of the Year: Projects - The Asian Lawyer)
  • 2015
    年度最佳离岸律师事务所* (Offshore Law Firm of the Year - The Asian Lawyer)
  • 2015
    年度最佳融资交易项目:破产及重组* (Finance Deal of the Year: Insolvency & Restructuring - The Asian Lawyer)
  • 2015
    年度最佳证券交易项目:股本* (Securities Deal of the Year: Equity - The Asian Lawyer)
  • 2015
    Leading Offshore Law Firm
  • 2014
  • 2014
    Offshore Law Firm of the Year
  • 2014
    Best Offshore Law Firm
  • 2014
    Best Offshore Law Firm - US Hedge Fund Services Awards
  • 2014
    Restructuring Deal of the Year - IFLR Middle East
  • 2014
    Debt Deal of the Year - IFLR Middle East
  • 2014
    Best Financial Institutional Bond
  • 2014
    Debt Capital Markets - ABS Deal of the Year
  • 2014
    Loans and Financing: SME Sector - Deal of the Year
  • 2014
    欧洲对冲基金服务大奖 -最佳离岸律师事务所*(HFMWeek - European》评 Hedge Fund Services Awards - Best Offshore Law Firm)
  • 2014
    欧洲对冲基金服务大奖 -最佳离岸律师事务所*(HFMWeek - European Hedge Fund Services Awards - Best Offshore Law Firm)
  • 2014
    年度最佳离岸律师事务所*(Hedge Fund Journal Awards – Offshore Law Firm Of The Year)
  • 2014
    年度最佳高收益交易项目*(High Yield Deal of the Year - IFLR Asia Awards)
  • 2014
    年度最佳私募投资交易项目*(IFLR Asia Awards - Private Equity Deal of the Year)
  • 2014
    Best Law Firm in Offshore Finance
  • 2014
    UAE Deal of the Year
  • 2014
    Qatar Deal of the Year
  • 2014
    IPO Deal of the Year
  • 2014
    年度最佳私募投资交易项目*(Private Equity Deal of the Year - IFLR Asia Awards)
  • 2013
  • 2013
    Distressed M&A Deal of the Year ($25m-$100m)
  • 2013
    Investment Funds Law Firm of the Year, Ireland - Legal Awards
  • 2013
    Restructuring Deal of the Year
  • 2013
    Asset Recovery Law Firm of the Year, Cayman Islands - Legal Awards
  • 2013
    年度最佳离岸律师事务所*(China Law & Practice Awards - Offshore Law Firm of the Year)
  • 2013
    年度最佳合并收购交易项目*(China Law & Practice Awards - M&A Deal of the Year)
  • 2013
    Private Equity Offshore Law Firm of the Year - Global Awards
  • 2013
    年度最佳离岸律师事务所*(ALB Hong Kong Awards - Offshore Law Firm of the Year)
  • 2013
    年度最佳股本市场交易项目*(ALB Hong Kong Awards - Equity Market Deal of the Year)
  • 2013
    年度最佳合并收购交易项目*(ALB Hong Kong Awards - M&A Deal of the Year)
  • 2013
    Private Equity Offshore Law Firm of the Year - Law Awards
  • 2013
    Offshore Law Firm of the Year
  • 2013
    年度最佳离岸律师事务所*(ALB Japan Awards - Offshore Law Firm of the Year)
  • 2013
    Offshore Law Firm of the Year - ALB SE Asia Law Awards
  • 2013
    年度最佳科技、媒体和电信交易项目*(ALB China Awards - TMT Deal of the Year)
  • 2013
    Private Funds Law Firm of the Year
  • 2013
    Cayman Islands Law Firm of the Year
  • 2013
    年度最佳离岸法律团队*(IFLR Asia Awards - Offshore Team of the Year)
  • 2013
    年度最佳合并收购交易项目*(IFLR Asia Awards - M&A Deal of the Year)
  • 2013
    年度最佳私募投资交易项目*(IFLR Asia Awards - Private Equity Deal of the Year)
  • 2012
  • 2012
    Best Offshore Law Firm - AsianInvestor Service Provider Awards
  • 2012
    Offshore Law Firm of the Year - The British Legal Awards
  • 2012
    Islamic Finance Deal of the Year - Middle East Law Awards
  • 2012
    Restructuring Deal of the Year - Middle East Law Awards
  • 2012
    M&A Deal of the Year

上述所有奖项名称为非官方中文翻译,以供识别。